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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

REC 1.1 Application

As Published: 2005

REC 1.1 Application