Search Result

361 - 380 of 425 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors