Search Result

261 - 280 of 814 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose