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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COB 3.8 Form and content of financial promotions

As Published: 2001

COB 3.8 Form and content of financial promotions

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LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

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REC 2.5 Systems and controls

SUP 12.6 Continuing obligations of firms with appointed representatives

ICOB 4.6 Commission disclosure for commercial customers

MAR 1.3 Market abuse (insider dealing)

LR 14.3 Continuing obligations

ICOB 2.5 Exclusion of liability

MCOB 8.2 Purpose

MCOB 4.2 Purpose

MCOB 13.4 Arrears: provision of information to the customer

PERG 2.8 Exclusions applicable to particular regulated activities

COB 10.7 Periodic statements for an unregulated collective investment scheme

COB 10.6 Scheme documents for an unregulated collective investment scheme

PERG 8.21 Company statements, announcements and briefings

ICOB 5.2 Information - responsibilities of insurers and intermediaries

MCOB 9.7 Disclosure at the start of the contract

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COB 3.8 Form and content of financial promotions

LR 9.5 Transactions

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 12.3 Rights under a personal pension scheme