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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

MCOB 13.5 Dealing with a customer in arrears or with a mortgage shortfall debt

As Published: 2004

MCOB 13.5 Dealing with a customer in arrears or with a mortgage shortfall debt

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application