Search Result

421 - 440 of 768 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms