Search Result

341 - 360 of 847 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2007

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable