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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 3.1

As Published: 2005

PR App 3.1

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

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MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

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COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

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TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

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COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

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COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

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MCOB 2.6 Exclusion of liability

As Published: 2004

MCOB 2.6 Exclusion of liability

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PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

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ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

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MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

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