Search Result

161 - 180 of 856 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

PR App 1.1

As Published: 2005

PR App 1.1

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms