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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

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SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

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ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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