Search Result

121 - 140 of 798 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets