Search Result

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

…

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 5.5 Segregation and the operation of client money accounts

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

FEES 6.7 Payment of levies

INSPRU 3.1 Market risk in insurance

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

SUP 7.3 Criteria for varying a firm's permission

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 5.11 Other aspects of exclusions

BIPRU 9.10 Reduction in risk-weighted exposure amounts

PERG 8.12 Exemptions applying to all controlled activities

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

BIPRU 9.3 Requirements for originators

CASS 5.4 Non-statutory client money trust

APER 4.6 Statement of Principle 6

SUP 15.8 Notification in respect of particular products and services

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order