Search Result

801 - 820 of 835 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

LR 16.1 Application

As Published: 2005

LR 16.1 Application

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

COB 11.1 Application

As Published: 2006

COB 11.1 Application

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting