Search Result

641 - 660 of 850 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy