Search Result

641 - 660 of 731 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

DTR 3.1

As Published: 2005

DTR 3.1

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

ICOB 7.2 Group policies and third party claimants

As Published: 2005

ICOB 7.2 Group policies and third party claimants

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption