Search Result

601 - 620 of 814 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

COB 11.5 Trustee firms which are not depositaries

As Published: 2002

COB 11.5 Trustee firms which are not depositaries

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons