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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy