Search Result

561 - 580 of 730 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose