Search Result

521 - 540 of 836 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence