Search Result

501 - 520 of 526 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COND 1.3 General

As Published: 2001

COND 1.3 General

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

COB 11.1 Application

As Published: 2006

COB 11.1 Application

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

MCOB 12.3 Early repayment charges

As Published: 2004

MCOB 12.3 Early repayment charges

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions