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REC 6.1 Introduction and legal background
As Published: 2001
REC 6.1 Introduction and legal background
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SUP 3.6 Firms' cooperation with their auditors
As Published: 2001
SUP 3.6 Firms' cooperation with their auditors
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REC 4.7 The section 297 power to revoke recognition
As Published: 2001
REC 4.7 The section 297 power to revoke recognition
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GEN 1.2 Referring to approval by the FSA
As Published: 2005
GEN 1.2 Referring to approval by the FSA
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FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)
As Published: 2006
FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)
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LR 12.5 Purchase of own securities other than equity shares
As Published: 2005
LR 12.5 Purchase of own securities other than equity shares
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LR 3.5 Block listing and formal application
As Published: 2005
LR 3.5 Block listing and formal application
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PERG 9.7 The investment condition: the 'reasonable investor'
As Published: 2005
PERG 9.7 The investment condition: the 'reasonable investor'
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DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?
As Published: 2005
DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?
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