Search Result

461 - 480 of 806 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

MCOB 13.1 Application

As Published: 2004

MCOB 13.1 Application

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book