Search Result

461 - 480 of 539 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint