Search Result

441 - 460 of 811 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution