Search Result

401 - 420 of 720 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

COB 4.3 Disclosing information about services, fees and commission - packaged products

As Published: 2004

COB 4.3 Disclosing information about services, fees and commission - packaged products

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions