Search Result

401 - 420 of 811 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages