Search Result

381 - 400 of 738 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions