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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application