Search Result

381 - 400 of 462 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions