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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

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ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

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GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

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ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

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PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

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ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

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LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

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