Search Result

341 - 360 of 861 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous