Search Result

341 - 360 of 757 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

…

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

…

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

…

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

…

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

…

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

…

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

…

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

…

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

…

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

…

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

…

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

…

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

…

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

…

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

…

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

…

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

…