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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing