Search Result

321 - 340 of 835 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities