Search Result

321 - 340 of 739 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative