Search Result

321 - 340 of 494 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

INSPRU 3.2 Derivatives in insurance

As Published: 2006

INSPRU 3.2 Derivatives in insurance

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

PR App 3.1

As Published: 2005

PR App 3.1

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime