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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

PR App 3.1

As Published: 2005

PR App 3.1

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation