Search Result

241 - 260 of 741 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PR App 1.1

As Published: 2005

PR App 1.1

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars