Search Result

241 - 260 of 760 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]