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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements