Search Result

61 - 80 of 675 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources