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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies