Search Result

361 - 380 of 445 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2007

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies