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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application