Search Result

701 - 720 of 783 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

LR 17.1 Application

As Published: 2005

LR 17.1 Application

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

COB 11.1 Application

As Published: 2006

COB 11.1 Application

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2007

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

LR 13.6 Related party circulars

As Published: 2005

LR 13.6 Related party circulars

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)