Search Result

661 - 680 of 730 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

MCOB 13.1 Application

As Published: 2004

MCOB 13.1 Application

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

COB 6.4 Product disclosure: special situations

As Published: 2004

COB 6.4 Product disclosure: special situations

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators