Search Result

561 - 580 of 761 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2007

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

MCOB 7.5 Statements

As Published: 2004

MCOB 7.5 Statements

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 18.1 Application

As Published: 2005

LR 18.1 Application

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

LR 13.6 Related party circulars

As Published: 2005

LR 13.6 Related party circulars