Search Result

401 - 420 of 730 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4