Search Result

381 - 400 of 419 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

PR App 1.1

As Published: 2005

PR App 1.1

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies