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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment